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Nic Staloch

  • Vice President
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Biography

Nic is a Vice President with Business Transition Advisors (BTA).Before joining Capstone Headwaters' BTA, Nic is a Vice President with Business Transition Advisors (BTA).  Before joining Capstone Headwaters' BTA, Nic founded Sound Advisory, a firm that provides financial advisory, corporate finance, and valuation services to middle market companies.
founded Sound Advisory, a firm that provides financial advisory, corporate finance, and valuation services to middle market companies.Nic has provided hundreds of business valuations and advised on mergers & acquisitions and other financial advisory services for shareholders, board of directors, trustees, attorneys,  ​​

Nic has provided hundreds of business valuations and advised on mergers & acquisitions and other financial advisory services for shareholders, board of directors, trustees, attorneys, accountants, and other advisors.  He has advised clients on employee stock ownership plans (ESOPs), ownership succession, mergers and acquisitions, and other corporate finance projects in several industries.  Nic has provided valuation and advisory services to major institutional ESOP trustees in the United States and is experienced in documenting and defending valuation analyses with various regulatory agencies including the Department of Labor and Internal Revenue Service.  

Education

University of St. Thomas, BA - Finance 

Registrations & Affiliations

Accredited Senior Appraiser (ASA) of the American Society of Appraisers​

FINRA Series 63 and Series 79 licenses (inactive)​

Member of The ESOP Association (TEA)​

Member of the National Center for Employee Ownership (NCEO)